Investment Managers Analyst

The team The Investment Managers team is responsible for supervising Australian Financial Services (AFS) licensees who are licensed to act as responsible entities (REs), investment managers, custodians, platform operators, managed discretionary account (MDA) providers and trustees of wholesale funds. Our work includes: conducting industry surveys, risk-based surveillance and seeking regulatory outcomes, reviewing applications for relief from provisions of the Corporations Act, providing advice, reviewing policy settings and law reform affecting our regulated population. The role From early on in your career with us you will have the opportunity to identify threats and harms that have the potential to cause financial hardship and loss for individual consumers. You will influence and make decisions that will ensure the Australian financial market is efficient, fair and transparent. In this role you will: Conduct research and data analysis on prevailing or emerging market trends and risks across in the managed investments industry, including identifying the characteristics, behaviour and needs of investors Participate in risk-based surveillance and other regulatory projects to protect investors and ensure compliance with the law Contribute to the preparation of consultation papers, research reports, regulatory guides and policy submissions Under direction, assess and resolve complex matters such as scheme registrations, breach reports, review scheme and investor disclosures, considering the investor, commercial and regulatory implications of ASIC's decisions Develop relationships and liaise with internal and external stakeholders. The base salary ranges from $81,724 to $91,268 (based on your experience) plus 15.4% superannuation and a performance bonus scheme. About you This role provides you with varied work across the investment managers industry and the opportunity to interact with a range of industry stakeholders. You will use your analytical skills to assess matters and break down complex information to make regulatory decisions. You will enjoy taking a proactive and collective approach to your work, driven to make a difference for consumers and investors. Experience assessing, challenging and verifying information and data, and making sound judgements will assist you in performing this role. About ASIC ASIC can offer you a variety of interesting and challenging work. We provide the support for our employees to develop professionally and succeed. ASIC offers a range of programs such as flexible work practices and development programs which include a focus on gender equity and women in leadership. ASIC is committed to providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. We encourage applicants from diverse backgrounds to apply, including Indigenous Australians and people with a disability. To work with us, you must be an Australian citizen, and be prepared to complete an ASIC Organisational Suitability Assessment (OSA) in addition to obtaining a Government Security Clearance issued by the Australian Government Security Vetting Agency (AGSVA). Click ‘apply' and submit your application by 8 November 2019.
Full Time
ASIC Australian Securities and Investments Commission

Melbourne Region

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